Institutional Investor TR-1 Disclosure

TR-1: Standard form for notification of major holdingsNOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)i   1a . Identity of the issuer or the underlying issuerof existing shares to which voting rights areattachedii: VAST RESOURCES PLC 1b. Please indicate if the issuer is a non-UK issuer(please mark with an “X” if appropriate)Non-UK issuer  2 . Reason for the...
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TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
 
1a. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattachedii: VAST RESOURCES PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer  
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights  
Other (please specify) iii:  
3. Details of person subject to thenotification obligationiv
Name Capstone Investment Advisors, LLC
City and country of registered office (if applicable) New York City, USA
4. Full name of shareholder(s) (if different from 3.) v
Name Barclays Bank PLC
City and country of registered office (if applicable) London, UK
5. Date on which the threshold was crossed or reachedvi: 14/06/2023
6. Date on which issuer notified (DD/MM/YYYY): 15/06/2023
7. Total positions of person(s) subject to the notification obligation
  % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached 6.14% 0 6.14% 180,000,000
Position of previous notification (if
applicable)
0% 5.53% 5.53%  



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)

Number of voting rightsix % of voting rights
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00BMD68046   180,000,000   6.14%
         
         
SUBTOTAL 8. A 180,000,000 6.14%
 
B 1:Financial Instruments according to DTR5.3.1R (1) (a)
Type of financialinstrument Expiration
datex
Exercise/
Conversion Periodxi
Number of votingrights that may beacquired if theinstrument is
exercised/converted.
% of votingrights
         
         
         
    SUBTOTAL 8. B 1    
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financialinstrument Expiration
datex
Exercise/
Conversion Periodxi
Physical or cash
Settlementxii
Number of votingrights % of votingrights
           
           
           
      SUBTOTAL 8.B.2    
 


9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii  
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
X
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Paul Britton 6.14% 0% 6.14%
Capstone Investment Advisors, LLC 6.14% 0% 6.14%
 
10. In case of proxy voting, please identify:
Name of the proxy holder  
The number and % of voting rights held  
The date until which the voting rights will be held  
 
11. Additional informationxvi
 


Place of completion New York, New York United States
Date of completion 15/06/2023


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vastplc.com

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 Nasdaq GlobeNewswire (Leggi tutti i comunicati)
2321 Rosecrans Avenue. Suite 2200
90245 El Segundo Stati Uniti

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